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Derivatives Dealer >> Registered Companies

  Type Title Section See Document Status Notified Date Effective Date
1. Act   The Derivatives Act B.E. 2546   18 03/07/2003 06/01/2004
2. Notification of the Securities and Exchange Commission  KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses   23/11/2011 01/12/2011
3. Notification of Capital Market Supervisory Board  TorThor. 22/2553 Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type (Codefied)   01/06/2010 16/06/2010
Notification of Capital Market Supervisory Board  TorThor. 22/2553 Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type 01/06/2010 16/06/2010
Notification of Capital Market Supervisory Board  TorThor. 26/2554 Rules for Undertaking Derivatives Business for Registered Derivatives Broker and Dealer (No. 2) 06/09/2011 16/09/2011